CALIFORNIA FINANCIAL SERVICES LAWYER
We provide legal services to the following financial services industries, including licensing, compliance, and contract drafting:
- Lending (secured, unsecured, commercial, residential, and consumer)
- Money Transmitters
- Payday lenders (Deferred Deposit Transaction Law Lenders)
- Check Sellers, Bill Payers and Proraters
- Providers of consumer credit
- Check Cashers
- Money Service Businesses regulated by FinCEN
- California chartered banks.
- FINRA and/or DBO and/or SEC licensed securities Broker-Dealers, Broker-Dealer Agents, Investment Advisers, and Investment Adviser Representatives.
- Representation in DBO and BRE administrative hearings and proceedings, including Accusations, Statements of Issues, Desist and Refrain Orders, and Citations.
- Representation in investigations by DBO or BRE.
- Representation of financial services businesses in capital raising transactions in compliance with securities laws.